Over 90 of the 365 Presenting Companies are China Based
NEWPORT BEACH, Calif. -- (BUSINESS WIRE) --
ROTH Capital Partners (ROTH), www.roth.com , a full service investment bank recognized for providing financing and advisory services to emerging growth companies worldwide, today announced that the upcoming 22nd Annual OC Growth Stock Conference will feature a China Track with management from approximately 90 Chinese companies participating. The invitation-only conference will be held March 15-17, 2010 at The Ritz Carlton, located at 1 Ritz Carlton Drive, Dana Point, California.
This year's China Program will kick off Monday, March 15th at 7:00 am, with a China Investor breakfast panel sponsored by Deloitte, DLA Piper and Loeb & Loeb featuring professionals (legal counsel, auditor, investors) with extensive experience investing in China.
The breakfast panel topics include:
- Investing successes and failures - lessons learned and case studies.
- Conducting effective due diligence (management interviews, channel checks).
- Auditor perspectives- audit process, assessment of company accounting capabilities.
- Legal considerations - corporate structure, method of going public, foreign filers.
- Common terms and conditions, escrow agreements, capital structure.
The conference's China Program will also include ROTH's third annual China Chairman's Forum presented on Tuesday, March 16th at 7:00 - 8:30 am, which is focused on providing Chinese executive management teams insights on the US capital markets and strategies for operating as a successful public company.
Topics will include discussions around:
- Market Conditions
- Financing & Public Offering Trends
- Building a Strong Public Company
This forum is sponsored by Friedman LLP, Loeb & Loeb and Pillsbury Winthrop Shaw Pittman LLP and will feature perspectives from legal counsel, auditor and investor relations professionals as well as ROTH's research analysts and investment banking professionals.
This program is another chapter in ROTH's ever-growing commitment to China, according to Mark Tobin, ROTH Director of Research. "Over the past five years we have taken investors to more than 100 company facilities in mainland China and hosted over 400 China companies at our US and China conferences," said Mr. Tobin. ROTH continues to expand its China team, both in the US as well as in Shanghai.
ROTH was one of the first US Investment banks to focus on financing US-listed Chinese companies and maintains a Shanghai Representative Office. ROTH has helped raise a total of $2.6 billion USD for US-listed Chinese companies, with approximately $700 million USD raised in 2009 alone. The ROTH China research team consists of six dedicated senior analysts that currently cover 58 US-listed Chinese companies. ROTH's China research universe gained 132.2% in 2009, compared with 23.5% for the S&P 500, 43.9% for Nasdaq, 79.5% for the Shanghai Composite and 51.9% for the Hang Sheng Index.*
The three-day, institutional investor conference will be the largest ROTH conference ever and will feature management presentations from over 365 small cap public companies. The broad spectrum of presenting companies will represent the following sectors: Healthcare (Biotech, Medical Devices and Pharmaceuticals), Media & Internet, Enterprise Software, Gaming, Semiconductors, Global Energy and Industrials and Retail & Consumer.
This event is designed to provide investors with a unique chance to gain insight into small- and mid-cap growth companies and is expected to attract 2,500 attendees, including over 1,500 institutional investors. The conference is formatted to maximize investor/company interaction through a combination of company presentations, Q&A sessions, expert panels and management one-on-one meetings.
The presenting companies were carefully selected by ROTH's research team and represent a median market cap of approximately $300 million. More than 185 of the presenting companies are covered by ROTH's team of 21 publishing analysts.
A partial list of supporting conference sponsors at time of this announcement includes:
PLATINUM: AFH Holding & Advisory; Deloitte; DLA Piper; Friedman LLP; Loeb & Loeb LLP; Lowenstein Sandler; Pillsbury Winthrop Shaw Pittman LLP, Thomson Reuters an William O'Neill + Co.
GOLD: Bloomberg; Bullivant, Houser, Bailey PC; Capital IQ; Dorsey & Whitney LLP ; K&L Gates; Rothstein Kass; The Piacente Group, Inc.; and Winston & Strawn LLP.
SILVER: Anslow & Jaclin; Avant Air, Inc.; Belmont Partners, LLC; Bernstein & Pinchuck LLP; Business Wire; CCG Investor Relations ; Goodwin Procter; Halter Financial Summit: Junior Achievement; KPMG, LLP; Lambert, Edwards & Associates; Mayer Hoffman McCann P.C.; Moss Adams, LLP; Nasdaq OMX; NYSE Euronext; PrivateRaise - A Dealflow Media Service; Samuel H. Wong & Co. LLP; SingerLewak; Sichenzia Ross Friedman Ference LLP; Stradling, Yocca, Carlson & Rauth; Stroock; Toronto Stock Exchange; Vintage Filings; and Weinberg & Company, P.A.
BDO and Grant Thornton are Participant Sponsors.
For more information about this invitation-only event, please visit the conference website at: www.roth.com or contact your ROTH representative at 800-933-6830.
Media inquiries and press credentials only: pressbox4event@aol.com
*Past Performance is not indicative of future returns. This is not an offer or solicitation of the securities herein.
About Roth Capital Partners, LLC:
ROTH Capital Partners is a full service investment banking firm dedicated to the small-cap public market. Since its inception in 1984, ROTH has been an innovator in this space. ROTH has participated in underwriting IPOs for small-cap companies, has helped develop the PIPE financing structure, and more recently in underwriting offerings from shelf registration statements. ROTH was one of the first U.S. investment banks to focus on financing small-cap Chinese companies, and established a Shanghai Representative Office in 2007.
ROTH's experience and capabilities in raising capital for public companies are the hallmarks of the firm. It has raised over $12.6 billion for public companies and completed approximately 160 merger, acquisition and advisory assignments. During 2009, ROTH assisted public companies in raising over $1.8 billion.
Visit the Roth Capital Partners website at www.roth.com. Member FINRA/SIPC.
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List of Confirmed Presenting Companies for ROTH 22nd Annual OC Growth Stock Conference, March 15-17, 2010. ** (Please visit the ROTH website for updates and agenda) |
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3SBio Inc. (SSRX): Healthcare: China Track |
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7 Days Group Holdings Limited (SVN): Leisure: China Track |
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A.T. Cross Co. (ATX): Retail & Consumer Products |
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Achillion Pharmaceuticals (ACHN): Biotechnology & Healthcare |
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Acorn International, Inc. (ATV): Advertising, Media & Internet: China Track |
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Actuate Corporation (ACTU): Enterprise Software |
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Adamis Pharmaceuticals Corp. (ADMP): Biotechnology & Healthcare |
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Administaff Inc. (ASF): Business Services |
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Akeena Solar, Inc. (AKNS): Cleantech |
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Align Technology Inc. (ALGN): Medical Devices |
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Alloy Inc. (ALOY): Advertising, Media & Internet |
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Alnylam Pharmaceuticals, Inc. (ALNY): Biotechnology & Healthcare |
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Alphatec Holdings, Inc. (ATEC): Medical Devices |
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American Dairy Inc. (ADY): Retail & Consumer Products: China Track |
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Amerigon Inc. (ARGN): Industrials |
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Ameristar Casinos Inc. (ASCA): Gaming |
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Anadys Pharmaceuticals (ANDS): Biotechnology & Healthcare |
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Antares Pharma Inc. (AIS): Biotechnology & Healthcare |
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API Technologies Corp. (ATNY): Semiconductor |
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Arabian American Development Company (ARSD): Industrials |
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Ardea Biosciences, Inc. (RDEA): Biotechnology & Healthcare |
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Ariba Inc. (ARBA): Enterprise Software |
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Art Technology Group Inc. (ARTG): Enterprise Software |
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Asia Entertainment & Resources Ltd. (AERCF): Leisure: China Track |
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Atheros Communications Inc. (ATHR): Semiconductor |
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AtriCure, Inc. (ATRC): Medical Devices |
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AutoChina International Ltd. (AUTC): Automotive: China Track |
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Avantair, Inc. (AAIR): Business Services |
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Bally Technologies, Inc. (BYI): Gaming |
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Balqon Corporation (BLQN): Cleantech |
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Barrett Business Services Inc. (BBSI): Business Services |
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BioDelivery Sciences International (BDSI): Pharmaceuticals |
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BioSante Pharmaceuticals, Inc. (BPAX): Pharmaceuticals |
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BioSphere Medical Inc. (BSMD): Medical Devices |
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BluePhoenix Solutions Ltd. (BPHX): Enterprise Software |
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Broadcom Corp. (BRCM): Semiconductor |
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Cambium Learning Group (ABCD): Business Services |
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Camtek Ltd. (CAMT): Semiconductor |
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Cash America International, Inc. (CSH): Financials |
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Cash Store Financial (TSX:CSF): Financials |
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Casual Male Retail Group, Inc. (CMRG): Retail & Consumer Products |
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Cavium Networks, Inc. (CAVM): Semiconductor |
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CDC Corporation (CHINA): Leisure: China Track |
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Cell Therapeutics, Inc. (CTIC): Biotechnology & Healthcare |
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Celldex Therapeutics Inc (CLDX): Biotechnology & Healthcare |
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Century Casinos, Inc. (CNTY): Gaming |
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Chelsea Therapeutics International Ltd. (CHTP): Biotechnology & Healthcare |
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China Advanced Construction Materials Group, Inc. (CADC): Industrials: China Track |
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China Aoxing Pharmaceutical Co., Inc. (CAXG): Healthcare: China Track |
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China Automation Group Ltd. (569.HK): Global Energy & Industrials: China Track |
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China Automotive Systems, Inc. (CAAS): Industrials: China Track |
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China Cablecom Holdings, Ltd. (CABL): Advertising, Media & Internet: China Track |
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China Ceramics Co., Ltd. (CCLTF): Industrials: China Track |
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China Clean Energy (CCGY): Global Energy & Industrials: China Track |
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China Cord Blood Corporation (CO): Healthcare: China Track |
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China Distance Education Holdings Limited (DL): Education: China Track |
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China Education Alliance, Inc. (CEU): Education: China Track |
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China Electric Motor, Inc. (CELM): Automotive: China Track |
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China Finance Online Co. Ltd. (JRJC): Financials: China Track |
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China Gengsheng Mineral (CHGS): Industrials: China Track |
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China Gerui Advanced Materials Group Ltd. (CHOP): Industrials: China Track |
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China Green Agriculture, Inc. (CGA): Agricultural Products: China Track |
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China Housing and Land Development, Inc. (CHLN): Real Estate: China Track |
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China Infrastructure Construction Corporation (CHNC): Global Energy & Industrials: China Track |
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China Integrated Energy, Inc. (CBEH): Global Energy & Industrials: China Track |
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China Interactive Education, Inc. (CIVN): Education: China Track |
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China MediaExpress Holdings, Inc. (CCME): Advertising, Media & Internet: China Track |
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China Natural Gas, Inc. (CHNG): Global Energy & Industrials: China Track |
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China Nepstar Chain Drugstore Ltd. (NPD): Healthcare: China Track |
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China Nutrifruit Group Ltd. (CNGL): Retail & Consumer Products: China Track |
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China Pharma Holdings, Inc. (CPHI): Healthcare: China Track |
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China Precision Steel, Inc. (CPSL): Industrials: China Track |
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China Recycling Energy Corporation (CREG): Global Energy & Industrials: China Track |
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China Ritar Power Corp. (CRTP): Global Energy & Industrials: China Track |
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China RuiTai International Holding, Co. (CRUI): Industrials: China Track |
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China TransInfo Technology Corp. (CTFO): Technology: China Track |
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China Valves Technology, Inc. (CVVT): Global Energy & Industrials: China Track |
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China Wind Systems, Inc. (CWS): Global Energy & Industrials: China Track |
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China XD Plastics Company Ltd. (CXDC): Industrials: China Track |
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China Yida Holding, Co. (CNYD): Advertising, Media & Internet: China Track |
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China-Biotics, Inc. (CHBT): Healthcare: China Track |
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ChinaCast Education Corporation (CAST): Education: China Track |
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ChinaEdu Corporation (CEDU): Education: China Track |
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ChinaNet Online Holdings, Inc. (CHNT): Leisure: China Track |
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Chisen Electric Corp. (CIEC): Industrials: China Track |
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CIBER, Inc. (CBR): Business Services |
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City Telecom (H.K.) Limited (CTEL): Advertising, Media & Internet: China Track |
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Clarient, Inc. (CLRT): Medical Devices |
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Cleveland BioLabs, Inc. (CBLI): Biotechnology & Healthcare |
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ClickSoftware Technologies Ltd. (CKSW): Enterprise Software |
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Clinical Data, Inc. (CLDA): Biotechnology & Healthcare |
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Coastal Contacts Inc. (COA): Advertising, Media & Internet |
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Commtouch Software Ltd. (CTCH): Enterprise Software |
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Comverge, Inc. (COMV): Cleantech |
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Conceptus, Inc. (CPTS): Medical Devices |
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Conexant Systems Inc. (CNXT): Semiconductor |
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CPEX Pharmaceuticals, Inc. (CPEX): Pharmaceuticals |
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CPI Aerostructures Inc. (CVU): Industrials |
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CryptoLogic Limited (CRYP): Gaming |
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Curis Inc. (CRIS): Biotechnology & Healthcare |
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CyberDefender Corporation (CYDE): Business Services |
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Cyclacel Pharma Inc. (CYCC): Biotechnology & Healthcare |
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Cypress Bioscience, Inc. (CYPB): Pharmaceuticals |
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Cytori Therapeutics, Inc. (CYTX): Medical Devices |
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CytRx Corporation (CYTR): Biotechnology & Healthcare |
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Delcath Systems Inc. (DCTH): Medical Devices |
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Delta Apparel Inc. (DLA): Retail & Consumer Products |
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Dendreon Corp. (DNDN): Biotechnology & Healthcare |
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DepoMed Inc. (DEPO): Pharmaceuticals |
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DexCom, Inc. (DXCM): Medical Devices |
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DG FastChannel, Inc. (DGIT): Advertising, Media & Internet |
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Diamond Management & Technology Consultants, Inc. (DTPI): Industrials |
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Dice Holdings, Inc. (DHX): Advertising, Media & Internet |
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DivX, Inc. (DIVX): Advertising, Media & Internet |
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DJSP Enterprises (DJSP): Business Services |
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Dollar Financial Corp. (DLLR): Financials |
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Dover Saddlery, Inc. (DOVR): Retail & Consumer Products |
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Drugstore.com Inc. (DSCM): Advertising, Media & Internet |
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Duoyuan Printing, Inc. (DYP): Global Energy & Industrials: China Track |
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DUSA Pharmaceuticals, Inc. (DUSA): Pharmaceuticals |
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EasyLink Services International Corporation (ESIC): Business Services |
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ECOtality, Inc. (ETLE): Cleantech |
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Electronic Game Card Inc. (EGMI): Gaming |
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Elixir Gaming Technologies (EGT): Gaming |
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Endologix Inc. (ELGX): Medical Devices |
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Enviro Energy International Holdings Limited (SEHK:8182): Global Energy & Industrials: China Track |
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Exact Sciences Corporation (EXAS): Medical Devices |
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ExpressJet Holdings Inc. (XJT): Business Services |
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EZchip Semiconductor Ltd. (EZCH): Semiconductor |
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EZCORP Inc. (EZPW): Financials |
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First Cash Financial Services Inc. (FCFS): Financials |
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Flamel Technologies Inc. (FLML): Pharmaceuticals |
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Flow International Corp. (FLOW): Industrials |
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Fuel-Tech, Inc. (FTEK): Industrials |
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Funtalk China Holdings Limited (FTLK): Retail & Consumer Products: China Track |
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Fuqi International, Inc. (FUQI): Retail & Consumer Products: China Track |
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Fushi Copperweld, Inc. (FSIN): Industrials: China Track |
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Galaxy Entertainment Group (0027.HK): Leisure: China Track |
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GameTech International Inc. (GMTC): Gaming |
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Gardner Denver Inc. (GDI): Industrials |
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GC China Turbine Corp.(GCHT): Global Energy & Industrials: China Track |
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Genoptix, Inc. (GXDX): Medical Devices |
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GenVec Inc. (GNVC): Biotechnology & Healthcare |
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Global Cash Access Holdings, Inc. (GCA): Gaming |
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Global Sources Ltd. (GSOL): Advertising, Media & Internet: China Track |
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Glowpoint, Inc. (GLOW): Business Services |
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Glu Mobile, Inc. (GLUU): Leisure: China Track |
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Golden Meditech (0801.HK): Healthcare: China Track |
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GP Strategies Corp. (GPX): Business Services |
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Graham Corp. (GHM): Industrials |
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Green Mountain Coffee Roasters Inc. (GMCR): Consumer Non-Durable |
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GSE Systems, Inc. (GVP): Global Energy & Industrials |
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GTC Biotherapeutics, Inc. (GTCB): Biotechnology & Healthcare |
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Halozyme Therapeutics, Inc. (HALO): Biotechnology & Healthcare |
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Harbin Electric, Inc. (HRBN): Industrials: China Track |
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Health Grades Inc. (HGRD): Business Services |
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Heartware International Inc. (HTWR): Medical Devices |
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HearUSA Inc. (EAR): Medical Devices |
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Heckmann Corporation (HEK): Global Energy & Industrials |
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Hi Tech Pharmacal Co. Inc. (HITK): Pharmaceuticals |
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Hollysys Automation Technologies Ltd. (HOLI): Global Energy & Industrials: China Track |
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Home Inns & Hotels Management Inc. (HMIN): Leisure: China Track |
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HQ Sustainable Maritime Industries Inc. (HQS): Consumer Non-Durable: China Track |
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Hudson Technologies Inc. (HDSN): Industrials |
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Hypercom Corp. (HYC): Business Services |
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Hythiam Inc. (HYTM): Business Services |
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ICU Medical, Inc. (ICUI): Medical Devices |
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iGATE Corporation (IGTE): Business Services |
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Ikanos Communications, Inc. (IKAN): Semiconductor |
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IMAX Corporation (IMAX): Advertising, Media & Internet |
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inContact, Inc. (SAAS): Enterprise Software |
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Informatica Corp. (INFA): Enterprise Software |
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InfuSystem Holdings, Inc. (INHI): Medical Devices |
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Inhibitex (INHX): Biotechnology & Healthcare |
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Inovio Biomedical Corporation (INO): Biotechnology & Healthcare |
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Intellicheck Mobilisa, Inc. (IDN): Business Services |
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International Game Technology (IGT): Gaming |
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Internet Capital Group Inc. (ICGE): Advertising, Media & Internet |
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Inuvo, Inc. (INUV): Advertising, Media & Internet |
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Jinpan International Ltd. (JST): Global Energy & Industrials: China Track |
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Joe's Jeans Inc. (JOEZ): Retail & Consumer Products |
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Kadant Inc. (KAI): Industrials |
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Keryx Biopharmaceuticals Inc. (KERX): Biotechnology & Healthcare |
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Kid Brands, Inc. (KID): Retail & Consumer Products |
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KIT Digital, Inc. (KITD): Advertising, Media & Internet |
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KMG Chemicals, Inc.(KMGB): Industrials |
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Konami Corp. (TYO:9766): Gaming |
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Landec Corp. (LNDC): Consumer Non-Durable |
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Lannett Co. Inc. (LCI): Pharmaceuticals |
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LeMaitre Vascular, Inc. (LMAT): Medical Devices |
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Lifevantage Corporation (LFVN): Biotechnology & Healthcare |
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Lightwave Logic , Inc. (LWLG): Semiconductor |
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Lihua International Inc. (LIWA): Industrials: China Track |
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Lime Energy Co. (LIME): Cleantech |
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Lionsgate Entertainment Corp. (LGF): Advertising, Media & Internet |
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LJ International Inc. (JADE): Retail & Consumer Products: China Track |
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Local.com Corp. (LOCM): Advertising, Media & Internet |
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LodgeNet Interactive Corporation (LNET): Advertising, Media & Internet |
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LSB Industries Inc. (LXU): Cleantech |
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Mac-Gray Corporation (TUC): Business Services |
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Magic Software Enterprises Ltd. (MGIC): Enterprise Software |
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Manitex International, Inc. (MNTX): Industrials |
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Martha Stewart Living Omnimedia Inc. (MSO): Advertising, Media & Internet |
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Marvell Technology Group Ltd. (MRVL): Semiconductor |
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Masimo Corporation (MASI): Medical Devices |
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Matrixx Initiatives Inc. (MTXX): Pharmaceuticals |
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Maxwell Technologies, Inc. (MXWL): Cleantech |
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MDRNA, Inc. (MRNA): Biotechnology & Healthcare |
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Medicis Pharmaceutical Corp.(MRX): Pharmaceuticals |
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Medivation, Inc. (MDVN): Biotechnology & Healthcare |
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Mellanox Technologies (MLNX): Semiconductor |
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Meredith Corp. (MDP): Advertising, Media & Internet |
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Merit Medical Systems, Inc. (MMSI): Medical Devices |
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Met-Pro Corp. (MPR): Industrials |
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Middleby Corp. (MIDD): Consumer Non-Durable |
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Milestone Scientific Inc. (MLSS): Medical Devices |
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Mindspeed Technologies Inc. (MSPD): Semiconductor |
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Money4Gold Holdings, Inc. (MFGD): Advertising, Media & Internet |
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Monolithic Power Systems Inc. (MPWR): Semiconductor |
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Motorcar Parts of America Inc. (MPAA): Industrials |
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Multimedia Games Inc. (MGAM): Gaming |
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Nalco Holding Co. (NLC): Industrials |
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Napco Security Technologies, Inc. (NSSC): Business Services |
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Natural Gas Services Group, Inc (NGS): Industrials |
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Natus Medical Inc. (BABY): Medical Devices |
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Neogen Corp. (NEOG): Consumer Non-Durable |
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Neoprobe Corp. (NEOP): Medical Devices |
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Neostem, Inc. (NBS): Healthcare: China Track |
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NetDragon Websoft (0777.HK): Gaming: China Track |
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Netezza Corporation (NZ): Enterprise Software |
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Netlist Inc. (NLST): Semiconductor |
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NetLogic Microsystems Inc. (NETL): Semiconductor |
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Neurocrine Biosciences, Inc. (NBIX): Biotechnology & Healthcare |
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NeurogesX, Inc. (NGSX): Biotechnology & Healthcare |
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Neurologix Inc. (NRGX): Biotechnology & Healthcare |
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NexMed Inc. (NEXM): Pharmaceuticals |
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Noah Education Holdings, Ltd. (NED): Education: China Track |
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Nova Measuring Instruments Ltd. (NVMI): Semiconductor |
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Novavax, Inc. (NVAX): Biotechnology & Healthcare |
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NuVasive, Inc.(NUVA): Medical Devices |
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NVIDIA Corporation (NVDA): Semiconductor |
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Obagi Medical Products, Inc. (OMPI): Pharmaceuticals |
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Oculus Innovative Sciences, Inc. (OCLS): Pharmaceuticals |
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OMNI Energy Services Corp. (OMNI): Industrials |
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Oncothyreon Inc (ONTY): Biotechnology & Healthcare |
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Onvia Inc. (ONVI): Business Services |
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Orckit Communications Ltd. (ORCT): Semiconductor |
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Orient Paper Inc. (ONP): Global Energy & Industrials: China Track |
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Orion Energy Systems, Inc. (OESX): Cleantech |
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Orthovita Inc. (VITA): Medical Devices |
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OSI Systems, Inc. (OSIS): Industrials |
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Overland Storage Inc. (OVRL): Semiconductor |
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Oxigene Inc. (OXGN): Biotechnology & Healthcare |
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Pacific Biomarkers (PBME): Biotechnology & Healthcare |
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Parkervision Inc. (PRKR): Business Services |
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PDI Inc. (PDII): Pharmaceuticals |
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Pegasystems Inc. (PEGA): Enterprise Software |
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Peregrine Pharmaceuticals Inc. (PPHM): Biotechnology & Healthcare |
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Perry Ellis International Inc. (PERY): Retail & Consumer Products |
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Pharmacyclics Inc. (PCYC): Biotechnology & Healthcare |
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PharmAthene, Inc. (PIP): Biotechnology & Healthcare |
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Pharming Group N.V. (PHGUF): Biotechnology & Healthcare |
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Planar Systems Inc. (PLNR): Business Services |
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Playboy Enterprises Inc. (PLA): Advertising, Media & Internet |
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Pluristem Therapeutics, Inc. (PSTI): Biotechnology & Healthcare |
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PMC-Sierra Inc. (PMCS): Semiconductor |
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PMFG, Inc. (PMFG): Industrials |
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PolyMedix, Inc. (PYMX): Biotechnology & Healthcare |
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Powell Industries, Inc. (POWL): Industrials |
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Power Integrations Inc. (POWI): Semiconductor |
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PowerSecure International, Inc. (POWR): Industrials |
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Premier Power Renewable Energy, Inc. (PPRW): Cleantech |
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PRGX Global, Inc. (PRGX ): Business Services |
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Procera Networks, Inc. (PKT): Semiconductor |
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Qin Jia Yuan Media (2366.HK): Advertising, Media & Internet: China Track |
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QKL Stores Inc. (QKLS): Retail & Consumer Products: China Track |
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QLT Inc. (QLTI): Pharmaceuticals |
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QUALCOMM Inc. (QCOM): Semiconductor |
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Quantum Fuel Systems Technologies Worldwide Inc. (QTWW): Cleantech |
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Raptor Pharmaceuticals Corp.(RPTP): Biotechnology & Healthcare |
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Regenerx Biopharmaceuticals Inc. (RGN): Biotechnology & Healthcare |
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Rentrak Corporation (RENT): Advertising, Media & Internet |
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RG Barry Corp. (DFZ): Retail & Consumer Products |
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RightNow Technologies Inc. (RNOW): Enterprise Software |
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RTI Biologics, Inc. (RTIX): Medical Devices |
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RXi Pharmaceuticals Corporation (RXII): Biotechnology & Healthcare |
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Saba Software, Inc. (SABA): Enterprise Software |
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Salesforce.com (CRM): Enterprise Software |
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Salix Pharmaceuticals Ltd. (SLXP): Pharmaceuticals |
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Santarus Inc. (SNTS): Pharmaceuticals |
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SciClone Pharmaceuticals, Inc. (SCLN): Healthcare: China Track |
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SearchMedia Holdings Ltd (IDI): Advertising, Media & Internet: China Track |
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Senomyx Inc. (SNMX): Biotechnology & Healthcare |
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Sequenom Inc. (SQNM): Biotechnology & Healthcare |
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Shengkai Innovations, Inc. (SHE): Global Energy & Industrials: China Track |
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Shuffle Master Inc. (SHFL): Gaming |
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Silicon Laboratories, inc. (SLAB): Semiconductor |
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SinoHub, Inc. (SIHI): Technology: China Track |
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SkyPeople Fruit Juice, Inc. (SPU): Retail & Consumer Products: China Track |
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Skystar Bio Pharmaceutical Company (SKBI): Healthcare: China Track |
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Smart Balance, Inc. (SMBL): Consumer Non-Durable |
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SOKO Fitness & Spa Group Inc. (SOKF): Leisure: China Track |
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Solar Power, Inc. (SOPW): Cleantech: China Track |
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Sonic Solutions (SNIC): Advertising, Media & Internet |
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SORL Auto Parts, Inc. (SORL): Automotive: China Track |
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Spartan Motors Inc. (SPAR): Industrials |
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Spectrum Pharmaceuticals, Inc. (SPPI): Biotechnology & Healthcare |
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SuccessFactors, Inc. (SFSF): Enterprise Software |
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Summer Infant (SUMR): Retail & Consumer Products |
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Sunway Global Inc. (SUWG): Healthcare: China Track |
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SuperGen Inc. (SUPG): Biotechnology & Healthcare |
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Sutor Technology Group, Ltd. (SUTR): Industrials: China Track |
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Sybase, Inc. (SY): Enterprise Software |
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Synovis Life Technologies Inc. (SYNO): Medical Devices |
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Synta Pharmaceuticals Corp. (SNTA): Biotechnology & Healthcare |
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Synthesis Energy Systems, Inc. (SYMX): Global Energy & Industrials: China Track |
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Synutra International (SYUT): Retail & Consumer Products: China Track |
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Techprecision Corporation (TPCS): Cleantech |
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Techwell, Inc. (TWLL): Semiconductor |
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Telestone Technologies Corp. (TSTC): Technology: China Track |
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The Inventure Group Inc. (SNAK): Consumer Non-Durable |
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The Knot, Inc. (KNOT): Advertising, Media & Internet |
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The Ultimate Software Group Inc. (ULTI): Enterprise Software |
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THQ Inc. (THQI): Advertising, Media & Internet |
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Tianyin Pharmaceutical Co., Inc. (TPI): Healthcare: China Track |
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Tongxin International, Ltd. (TXIC): Automotive: China Track |
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Tower Semiconductor Ltd. (TSEM): Semiconductor |
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TransAct Technologies Incorporated (TACT): Gaming |
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TranSwitch Corp. (TXCC): Semiconductor |
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Tree.com, Inc. (TREE): Advertising, Media & Internet |
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Tri-Tech Holding, Inc. (TRIT): Global Energy & Industrials: China Track |
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TriMas Corporation (TRS): Industrials |
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Tyler Technologies, Inc. (TYL): Enterprise Software |
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U.S. Auto Parts Network, Inc. (PRTS): Advertising, Media & Internet |
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Unica Corp. (UNCA): Enterprise Software |
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Unify Corporation (UNFY): Enterprise Software |
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Uranium Resources, Inc. (URRE): Cleantech |
|
UTStarcom, Inc. (UTSI): Technology: China Track |
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Vermillion, Inc. (VRML): Medical Devices |
|
Vertex Pharmaceuticals (VRTX): Biotechnology & Healthcare |
|
Vical Incorporated (VICL): Biotechnology & Healthcare |
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Virage Logic Corporation (VIRL): Semiconductor |
|
Vitacost.com, Inc. (VITC): Retail & Consumer Products |
|
VIVUS Inc. (VVUS): Biotechnology & Healthcare |
|
Volcano Corporation (VOLC): Medical Devices |
|
Volterra Semiconductor Corporation (VLTR): Semiconductor |
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WaterFurnace Renewable Energy, Inc. (TSX:WFI): Cleantech |
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Wave Systems Corp. (WAVX): Enterprise Software |
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Web.com Group, Inc. (WWWW): Business Services |
|
Wells-Gardner Electronics Corp. (WGA): Gaming |
|
Westwood One Inc. (WWON): Advertising, Media & Internet |
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Wet Seal Inc. (WTSL.A): Retail & Consumer Products |
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Winner Medical Group Inc. (WWIN): Healthcare: China Track |
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WMS Industries Inc. (WMS): Gaming |
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Wonder Auto Tech Inc., (WATG): Automotive: China Track |
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World Wrestling Entertainment Inc. (WWE): Advertising, Media & Internet |
|
XETA Technologies Inc. (XETA): Business Services |
|
Xinyuan Real Estate Company Ltd. (XIN): Real Estate: China Track |
|
YM Biosciences Inc. (YMI): Biotechnology & Healthcare |
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Yongye International, Inc. (YONG): Agricultural Products: China Track |
|
Yucheng Technology Group, Ltd. (YTEC): Technology: China Track |
|
Yuhe International, Inc. (YUII): Retail & Consumer Products: China Track |
|
ZAGG Inc. (ZAGG): Retail & Consumer Products |
|
ZAP (ZAAP): Global Energy & Industrials: China Track |
|
Zhongpin, Inc. (HOGS): Retail & Consumer Products: China Track |
|
ZIOPHARM Oncology, Inc. (ZIOP): Biotechnology & Healthcare |
|
Zoran Corporation (ZRAN): Semiconductor |
|
ZST Digital Networks, Inc. (ZSTN): Technology: China Track |
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** Subject to change. This is not an offer or solicitation of the securities herein. |
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Key Words: |
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Small-Cap Stocks |
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Micro-Cap Stocks |
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PIPEs |
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Media |
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Energy |
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Software |
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Industrials |
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Retail |
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Technology |
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Healthcare |
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Financial Services |
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Consumer Goods |
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China |
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Institutional Investor |
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Medical Devices |
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Spec Pharma |
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Pharmaceuticals |
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Generics |
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Drug Delivery |
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Biotechnology |
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Registered Direct |
CONTACT:
Roth Capital Partners
Mark Tobin, Director of Research
949-720-5775
mtobin@roth.com
or
Isabel Mattson-Pain, Director of Marketing
949-720-7117
Imattson-pain@roth.com
or
Media and Press Credentials Only: pressbox4event@aol.com